The SEC commissioners conducted a brief 55 minute hearing on April 28, 2004 that set the stage for the global financial crisis (GFC) which began to unfold in early 2007 and reached full boil in September 2008. As far as […]
Broker fiduciary duty best execution
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Sly and the Family Stone came out with “Let me take you higher” in 1969, it seems a sales trader at a large Wall St firm has taken those boom lacka lacka, boom lacka lacka lyrics to heart. It’s true, it […]
Attorneys searching for an experienced, qualified expert can contact us by email or by telephone. We have among the longest, deepest and broadest securities and fiduciary experience. Since 2003 provide independent, objective securities, fiduciary, compensation and damages opinions. We have […]
HFT (High frequency trading) and the continuing SEC debate requiring a uniform fiduciary standard of care pose two potential strikes against trustees of family and charitable trusts, Pension (Corporate, Union and State, County and City Public Employees) and 401k plans, […]